Securities Law

New Jersey Attorney Delivers Comprehensive Securities Law Support

Knowledgeable assistance for offerings and compliance issues

Obtaining financing can propel your business to new heights, but complicated regulations demand the assistance of a dedicated legal adviser. At the Law Offices of Saul Roffe, Esq. in Marlboro, New Jersey, I have more than 25 years of legal experience guiding companies of all sizes in securities law matters. My firm provides the high-level counsel required for complex stock and bond matters, but as a sole practitioner, I offer an environment that reduces overhead and ensures personalized representation. Whether you seek to launch a debt or equity offering, or are looking to ensure compliance with SEC rules, you can count on my background and legal ability to meet your specific needs and handle your matter with the utmost professionalism.

Skilled lawyer helps to execute debt and equity financing

If you seek to offer or underwrite financing instruments, my firm will analyze the regulatory requirements and advise you through each step of the process. I help clients throughout the United States with projects including:

  • Public offerings — Companies can generate significant financing by offering equity to the public, but stringent rules apply. For both initial and subsequent public offerings, my firm can safeguard against potential SEC problems and free your company to maximize its potential.
  • Private placement — If you choose to raise funding from a specific investor or a small group, I can draft the offering documents and provide detailed guidance to protect your interests.
  • Bond issues — I prepare bond offerings and draft authoritative opinions to satisfy relevant rules and present potential buyers with the information they need to make confident investments.

I am fully aware of the small details that can be the difference between success and failure for a financing project. In a free initial consultation, I am happy to outline how your matter should proceed.

Contact an accomplished New Jersey securities lawyer for a free initial consultation

The Law Offices of Saul Roffe, Esq. represents companies in all types of securities law matters, including offerings and litigation. The firm also advises clients on business law, litigation and real estate matters. Please call 732-616-1304 or contact me online to schedule a free initial consultation at my Marlboro office.

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